Skills & Competencies for Regulatory Auditing Senior Analyst
Regulatory Auditing Senior Analyst job profile
Book a Demo and Receive a Sample Job ProfileJOB SUMMARY for Regulatory Auditing Senior Analyst
Implements and coordinates an organization's auditing strategy and activities for regulatory compliance.
JOB RESPONSIBILITIES for Regulatory Auditing Senior Analyst
Deploys internal controls, best practices, and strategies to identify process deficiencies and implement improvements. Gathers, analyzes, and consolidates data for required regulatory reporting to fulfill content and scheduling requirements. Supports external regulatory inspections and internal audits and may coordinate document reviews, protocol reviews, validation reviews, and training programs as part of auditing processes. Maintains and updates a knowledge base or information system of the financial regulations, required processes, and industry/regulatory agency standards that govern a business or a product.
Regulatory Auditing Senior Analyst SALARY RANGE
BASE 50%
$99,513
TOTAL 50%
$104,984
Job Level
P03
Job Code
FA06000829
Education/Degree
Bachelor's Degree
Reports To
Manager
Regulatory Auditing Senior Analyst Skills and Competencies List
1 general skill or competency (Job family competency) for Regulatory Auditing Senior Analyst
1
Job Family Competencies –
Training and Development
Proficiency Level -2
Level 1 Behaviors
(General Familiarity)
Explains the importance and benefits of the training and development process.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Supports employees in learning course accessibility through various delivery channels.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Designs engaging and media-rich instructional to support training and continued learning and development.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Oversees the training sessions for employee skill enhancement.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Keeps abreast of new developments and innovations related to training and development.
See 4 More Skill Behaviors
3
Regulatory Auditing Senior Analyst
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Senior Analyst
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Senior Analyst
Proficiency Level - 5
8 soft skills or competencies (core competencies) for Regulatory Auditing Senior Analyst
1
Core Competencies –
Process Improvement
Proficiency Level -3
Level 1 Behaviors
(General Familiarity)
Identifies the role and value of process improvement in enhancing organizational productivity.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Supports management in identifying opportunities for change and improvement.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Reviews key indicators to determine steps to improve the overall business process.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Facilitates training to develop team's process knowledge and initiate change management.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Designs software and systems to centralize the planning, execution, and tracking of process improvement.
See 4 More Skill Behaviors
2
Core Competencies –
Project Management
Proficiency Level -2
Level 1 Behaviors
(General Familiarity)
Illustrates the difference between initiating, planning, executing, and closing a project.
See 4 More Skill Behaviors
Level 2 Behaviors
(Light Experience)
Gathers and tracks relevant data and information and reports updates to management.
See 4 More Skill Behaviors
Level 3 Behaviors
(Moderate Experience)
Implements a flexible project framework to prevent unnecessary disruption.
See 4 More Skill Behaviors
Level 4 Behaviors
(Extensive Experience)
Monitors project progress, quality, deadlines, and other key metrics to ensure timely completion.
See 4 More Skill Behaviors
Level 5 Behaviors
(Mastery)
Mediates project negotiations, scopes, and assigned resources at project inception to assure project success.
See 4 More Skill Behaviors
3
Regulatory Auditing Senior Analyst
- Skill and Competency
Proficiency Level - 3
4
Skill and Competency -
Regulatory Auditing Senior Analyst
Proficiency Level - 4
5
Competency for -
Regulatory Auditing Senior Analyst
Proficiency Level - 5
Summary of Regulatory Auditing Senior Analyst skills and competencies
There are 0 hard skills for Regulatory Auditing Senior Analyst.
1 general skills for Regulatory Auditing Senior Analyst, Training and Development.
8 soft skills for Regulatory Auditing Senior Analyst, Process Improvement, Project Management, Attention to Detail, etc.
While the list totals 9 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Senior Analyst, he or she needs to be skilled in Process Improvement, be proficient in Project Management, and be skilled in Attention to Detail.
1 general skills for Regulatory Auditing Senior Analyst, Training and Development.
8 soft skills for Regulatory Auditing Senior Analyst, Process Improvement, Project Management, Attention to Detail, etc.
While the list totals 9 distinct skills, it's important to note that not all are required to be mastered to the same degree. Some skills may only need a basic understanding, whereas others demand a higher level of expertise.
For instance, as a Regulatory Auditing Senior Analyst, he or she needs to be skilled in Process Improvement, be proficient in Project Management, and be skilled in Attention to Detail.
It's Easy to Get Started
Get the precision you need to assess, hire, and develop top talent with skills and competencies – see how with a personalized demo.